bg Български (bg) es Español (es) cs Čeština (cs) da Dansk (da) de Deutsch (de) et Eesti (et) el ελληνικά (el) en English (en) fr Français (fr) hr Hrvatski (hr) it Italiano (it) lv Latviešu valoda (lv) lt Lietuvių kalba (lt) hu Magyar (hu) hr Hrvatski (hr) mt Malti (mt) nl Nederlands (nl) pl Polski (pl) pt Português (pt) ro Română (ro) sk Slovenčina (sk) sl Slovenščina (sl) fi Suomi (fi) sv Svenska (sv) 1 Issuance of permits 2 Free allocation to stationary installations pursuant to Article 10a of Directive 2003/87/EC 3 Free allocation pursuant to Articles 3e and 3f of Directive 2003/87/EC 4 Activities related to auctioning (the auctioneer mentioned in Commission Regulation (EU) No 1031/2010) (OJ L 302, 18.11.2010, p. 1) 5 Financial measures with respect to indirect carbon leakage 6 Issuance of allowances 7 Approval of the monitoring plan and significant changes to the monitoring plan 8 Receiving and assessing verified emissions reports and verification reports 9 Making a conservative estimation of emissions according to Article 70 of Commission Regulation (EU) No 601/2012 (OJ L 181, 12.7.2012, p. 30) 10 Approval of improvement reports according to Article 69 of Regulation (EU) No 601/2012 11 Approval of the operator’s application to waive a verifier’s site visit pursuant to Article 31(1) of Regulation (EU) No 600/2012 12 Inspection and enforcement 13 Information to the public 14 Administration of unilateral inclusion of activities and gases under Article 24 of Directive 2003/87/EC (4) 15 Administration of installations excluded under Article 27 of Directive 2003/87/EC (5) 1 Does national legislation require a central competent authority to review and provide binding instructions on monitoring plans, notifications of changes to the monitoring plan or emissions reports? 2 Does a central competent authority steer local and/or regional competent authorities by giving binding instructions and guidance? 3 Does a central competent authority review and provide advice on monitoring plans, notifications and emissions reports on a voluntary basis? 4 Are regular working groups or meetings organised with the competent authorities? 5 Is common training organised for all competent authorities to ensure consistent implementation of requirements? 6 Are IT systems or tools used to ensure common approaches to monitoring and reporting issues? 7 Is a coordination group established, with competent authority staff, which discusses monitoring and reporting issues and develops common approaches? 1 Are regular meetings organised between the national accreditation body/national certification authority (if relevant) and the competent authority responsible for the coordination? 2 Has a working group been established where the national accreditation body/national certification authority (if relevant), the competent authority and verifiers discuss accreditation and verification issues? 3 Can the competent authority accompany the national accreditation body in accreditation activities as an observer? InstallationsWithLowEmissions Installations with low emissions CategoryAInstallations Category A installations CategoryBInstallations Category B installations CategoryCInstallations Category C installations AllInstallations Total number of installations CommercialAircraftOperators Commercial aircraft operators NonCommercialAircraftOperators Non-commercial aircraft operators AllAircraftOperators Total number of aircraft operators SmallEmitters Small emitters ETSPermitPartOfIEDPermit Is the ETS permit part of the IED permit? ETSIEDPermittingIntegrated Are the permitting procedures under the IED Directive and ETS permit integrated? MandRByIEDRegulators Are the approval of monitoring plans and assessment of emissions reports carried out by IED regulators? InspectionByIEDRegulators Is inspection of the EU ETS activities carried out by the IED regulators? IEDRegulatorsCheckETSPermit IED regulators check whether an ETS permit is applicable and necessary, and inform the competent authority responsible for the activities under the EU ETS IEDLegislationNotIncludingCO2 The legislation which transposes the IED Directive does not include emission or concentration limits for CO2 IEDRegulatorsInstructETSCompAuthority IED regulators give binding instructions to the competent authority responsible for emissions trading during the permitting procedure IEDRegulatorsAdviseETSCompAuthority IED regulators give advice on a voluntary and non-binding basis to the competent authority responsible for emissions trading during the permitting procedure WhenCanPermitsBeWithdrawn When can permits be withdrawn by the competent authority? WhenPermitExpires Does a permit expire under national law? If yes, under what circumstances? CapacityIncreasPermitChanges When is a permit changed as a result of an increase in capacity? CapacityDecreasePermitChanges When is a permit changed as a result of a decrease in capacity? MonitoringPlanChangesPermitChange When is a permit changed as a result of changes to the monitoring plan? MonitoringPlanForInstallations Monitoring plan for installations EmissionReportForInstallations Emissions report for installations VerificationReportForInstallations Verification report for installations ImprovementReportForInstallations Improvement report for installations MonitoringPlanForAircraftOperators Monitoring plan for aircraft operators EmissionReportForAircraftOperators Emissions report for aircraft operators VerificationReportForAircraftOperators Verification report for aircraft operators ImprovementReportForAircraftOperators Improvement report for aircraft operators CountSmallEmittersUsingSETFuelConsump Number of small emitters using the small emitters tool (SET) to determine the fuel consumption CountSmallEmittersEmissionsCalcNotUsingOperatorData Number of small emitters whose emission report is based on the SET and generated from the EU ETS support facility independently from any input of the aircraft operator CountAircraftOperatorsAlternativeMethodForMissingFlights Number of aircraft operators using an alternative method to determine the emissions of missing flights CountAircraftOperatorsUsingArt54Tool Number of aircraft operators using the tool referred to in Article 54(2) of Regulation (EU) No 601/2012 to determine the emissions of missing flights CustomisedGuidance Customised guidance and specific examples WorkshopsForSmallEmitters Workshops specifically designed for small emitters SimplifiedMonitoringPlanTemplate Simplified template for monitoring plans VerifiersAccredited Number of verifiers accredited by a national accreditation body in another Member State that carried out verification in your Member State VerifiersCertified Number of verifiers certified by a national certification authority in another Member State that carried out verification in your Member State (if relevant) AdminMeasuresOnVerifiersAccredited Number of administrative measures imposed on verifiers accredited by your Member State AdminMeasuresOnVerifiersCertified Number of administrative measures imposed on verifiers certified by your Member State (if relevant) TimesSurveillanceRequested Number of times that the national accreditation body in your Member State has requested the national accreditation body in another Member State to carry out surveillance on its behalf in accordance with Article 49(5) of Regulation (EU) No 600/2012 ComplaintsAboutVerifiersAccredited Number of complaints made about verifiers accredited by your Member State and the number that have been resolved ComplaintsAboutVerifiersCertified Number of complaints made about verifiers certified by your Member State and the number that have been resolved NonConformitiesForVerifiers Number of outstanding non-conformities for verifiers reported in the information exchange and the number that have been resolved ShareEmissionReportsCompletenessChecks Share of the emissions reports checked for completeness and internal consistency (%) ShareEmissionReportsConsistencyChecks Share of the emissions reports checked for consistency with the monitoring plan (%) ShareEmissionReportsAllocationChecks Share of the emissions reports that were cross-checked with allocation data (%) ShareEmissionReportsOtherDataChecks Share of the emissions reports that were cross-checked with other data (%). Please provide information with which other data cross-checks were performed using the third column ShareEmissionReportsDetailedAnalysisChecks Share of the emissions reports that were analysed in detail (%). Please provide information on the criteria used for selecting emissions reports for detailed analysis using the third column (36) InspectionsByCASiteVisit Number of inspections of installations that were carried out through site visits by the competent authority VerifiedEmissionReportsRejectedNonCompliance Number of verified emissions reports that were rejected because of non-compliance with Regulation (EU) No 601/2012 VerifiedEmissionReportsRejectedOtherReasons Number of verified emissions reports that were rejected because of other reasons Please indicate the reasons for rejecting the emissions reports using the third column VerifiedEmissionReportsRejectedActions Action taken as a result of rejection of verified emissions reports VerifiedEmissionReportsChecksOtherActions Other action taken as a consequence of checks on verified emissions reports ShareEmissionReportsCompletenessChecks Share of the emissions reports checked for completeness and internal consistency (%) ShareEmissionReportsConsistencyChecks Share of the emissions reports checked for consistency with the monitoring plan (%) ShareEmissionReportsOtherDataChecks Share of the emissions reports that were cross-checked with other data (%). Please provide information with which other data cross-checks were performed using the third column ShareEmissionReportsDetailedAnalysisChecks Share of the emissions reports that were analysed in detail (%). Please provide information on the criteria used for selecting emissions reports for detailed analysis using the third column (45) InspectionsOnAircraftOperators Number of inspections carried out on aircraft operators VerifiedEmissionReportsRejectedNonCompliance Number of verified emissions reports rejected because of non-compliance with Regulation (EU) No 601/2012 VerifiedEmissionReportsRejectedOtherReasons Number of verified emissions reports rejected because of other reasons. Please indicate the reasons for rejecting the emissions reports using the third column VerifiedEmissionReportsRejectedActions Action taken as a result of rejection of verified emissions reports VerifiedEmissionReportsChecksOtherActions Other action taken as a consequence of checks on verified emissions reports ShareTKMReportsCompletenessChecks Share of the tonne-kilometre reports checked for completeness and internal consistency (%) ShareTKMReportsConsistencyChecks Share of the tonne kilometre reports checked for consistency with the monitoring plan (%) ShareTKMReportsOtherDataChecks Share of the tonne kilometre reports that were cross-checked with other data (%). Please provide information with which other data cross-checks were performed using the third column ShareTKMReportsDetailedAnalysisChecks Share of the tonne kilometre reports that were analysed in detail (%). Please provide information on the criteria used for selecting tonne kilometre reports for detailed analysis using the third column (46) InspectionsOnAircraftOperators Number of inspections carried out on aircraft operators VerifiedTKMReportsRejectedNonCompliance2 Number of verified tonne kilometre reports rejected because of non-compliance with Regulation (EU) No 601/2012 VerifiedTKMReportsRejectedOtherReasons Number of verified tonne kilometre reports rejected because of other reasons. Please indicate in the reasons for rejecting the tonne-kilometre reports using the third column VerifiedTKMReportshecksActions Action taken as a consequence of checks on verified tonne-kilometre reports NewEntrant Allocation to new installations or new sub-installations as referred to in Article 19 of Commission Decision 2011/278/EU (OJ L 130, 17.5.2011, p. 1) CapacityExtension Significant capacity extensions as referred to in Article 20 of Decision 2011/278/EU CessationArt22abcd Cessation as referred to in Article 22(1)(a) — (d) of Decision 2011/278/EU CessationArt22e Cessation as referred to in Article 22(1)(e) of Decision 2011/278/EU CapacityReduction Significant capacity reductions as referred to in Article 21 of Decision 2011/278/EU PartialCessationArt23 Partial cessation as referred to in Article 23 of Decision 2011/278/EU TotalEmissionAllowancesArt10c Total number of emission allowances issued under Article 10c of Directive 2003/87/EC TotalValueInvestmentsArt10c Total value of investments under Article 10c of Directive 2003/87/EC 1 Project participants are legally obliged to adhere to relevant international criteria and guidelines, including those contained in the World Commission on Dams November 2000 Report “Dams and Development — A New Framework for Decision-Making” 2 Adherence to relevant international criteria and guidelines, including those contained in the World Commission on Dams November 2000 Report “Dams and Development — A New Framework for Decision-Making” is verified. If yes, please specify the relevant authority, e.g. competent authority or designated national authority (DNA) using the comments column 3 In approving hydroelectric power production project activities with a generating capacity exceeding 20 MW, the DNA or another relevant authority is required to adhere to a set of harmonised guidelines on the application of Article 11b(6) of Directive 2003/87/EC, agreed to by Member States at the Climate Change Committee 4 Project proponents have to submit a validated Article 11b(6) compliance report in line with the harmonised guidelines. If yes, please provide relevant documents or web-links using the comments column 5 Entities other than designated operational entities (DOEs) are also authorised to carry out a validation of the Article 11b(6) Compliance Report. If yes, please specify who these entities are using the comments column 6 Project activities are approved in line with the harmonised guidelines. If yes, please specify the number of project activities approved using the comments column 7 The general public have access to information on hydroelectric production project activities approved in your Member State in line with Article 11 b(6) of Directive 2003/87/EC. If yes, please provide information on this access including web-links, if available, using the comments column 8 Other, please specify: PermitIssueMPApproval Permit issuance/monitoring plan approval PermitUpdate Permit update PermitTransfer Permit transfer PermitSurrender Permit surrender NewEntrantReserveApplication New entrant reserve application AnnualSubsistenceChargeInstallations Annual subsistence charge ApprovalMPForEmissions Approval of monitoring plan for emissions ChangeToMPforEmissions Approval of change to monitoring plan for emissions ApprovalMPForTKM Approval of monitoring plan for tonne-kilometre data ChangetoMPForTKM Approval of change to monitoring plan for tonne-kilometre data TransferMonitoringPlan Transfer of monitoring plan SurrenderMonitoringPlan Surrender of monitoring plan AnnualSubsistenceChargeAircraftOperators Annual subsistence charge SpotChecks Spot checks and inspection of implementation and compliance by installations with the monitoring plan and Regulations (EU) No 601/2012 and (EU) No 600/2012 RegularMeetings Regular meetings with industry and/or verifiers SellingAllowancesProhibited Ensuring that selling of emission allowances is prohibited in the case of irregularities PublishingNamesOperators Publishing the names of operators that are not in compliance with Regulation (EU) No 601/2012 SpotChecks Spot checks and inspection of the implementation of and compliance by aircraft operators with the monitoring plan and Regulations (EU) No 601/2012 and (EU) No 600/2012 RegularMeetings Regular meetings with aircraft operators and/or verifiers SellingAllowancesProhibited Ensuring that selling of emission allowances is prohibited in the case of irregularities PublishingNamesOperators Publishing the names of aircraft operators that are not in compliance with Regulation (EU) No 601/2012 ArrangementsToRaiseFraudConcerns What arrangements, if any, are in place for operators, aircraft operators or third parties to raise concerns over potentially fraudulent activity regarding the free allocation of allowances? ArrangementsToInvestigateFraud What arrangements are in place for the investigation of concerns over potentially fraudulent activity regarding the free allocation of allowances? ArrangementsToProsecuteFraud What arrangements are in place for prosecution of fraudulent activity related to the free allocation of allowances? MaxPenaltiesFraud In the event of prosecution for fraudulent activities, what are the maximum penalties? Please describe fines and imprisonment terms. ArrangementsCAAwareFraudInvestigations What arrangements, if any, are in place so that the competent authority is made aware of investigations on fraudulent activities? ArrangementsCAAwareFraudCasesAtCourt What arrangements, if any, are in place so that the competent authority is made aware of cases on fraudulent activities brought to court? ArrangementsCAAwareFraudCasesSettledOutOfCourt What arrangements, if any, are in place so that the competent authority is made aware of court cases on fraudulent activities settled out of court? ArrangementsCAAwareFraudCasesVerdicts What arrangements, if any, are in place so that the competent authority is made aware of the verdict of court cases on fraudulent activities? FraudInvestigations Number of investigations carried out FraudCasesAtCourt Number of cases brought to court FraudCasesSettledOutOfCourtOrAcquittal Number of cases settled out of court without conviction and the number of cases leading to acquittal FraudCasesConvicted Number of cases leading to a conviction that a fraudulent activity has been committed CommentsGeneral General CommentsSection2 Section 2 CommentsSection3 Section 3 CommentsSection4 Section 4 CommentsSection5 Section 5 CommentsSection6 Section 6 CommentsSection7 Section 7 CommentsSection8 Section 8 CommentsSection9 Section 9 CommentsSection10 Section 10 CommentsSection11 Section 11 CommentsSection12 Section 12 CommentsSection13 Section 13 MemberStateSpecificTemplate Member State specific template MemberStateSpecificFileFormat Member State specific file format HardCoal Hard coal LigniteAndSubBituminousCould Lignite and sub-bituminous coal Peat Peat Coke Coke NaturalGas Natural gas CokeOvenGas Coke oven gas BlastFurnaceGas Blast furnace gas RefineryGasAndOtherProcessDerivedGas Refinery gas and other process derived gases FuelOil Fuel oil LiquefiedPetroliumGas Liquefied petroleum gas PetroleumCoke Petroleum coke OtherFossilFuels Other fossil fuels (11) 1A1a Energy - Public Electricity and Heat Production 1A1b Energy - Petroleum Refining 1A1c Energy - Manufacture of Solid Fuels and Other Energy Industries 1A2a Energy - Iron and Steel 1A2b Energy - Non-Ferrous Metals 1A2c Energy - Chemicals 1A2d Energy - Pulp, Paper and Print 1A2e Energy - Food Processing, Beverages and Tobacco 1A2f Energy - Other industries 1A4a Energy - Commercial/Institutional 1A4b Energy - Residential 1A4c Energy - Agriculture/Forestry/Fisheries 1A5a Energy - Other Stationary 1A5c Energy - Other Mobile 1B1a Energy - Fugitive - Coal Mining and Handling 1B1b Energy - Fugitive - Solid Fuel Transformation 1B1c Energy - Fugitive - Other solid 1B2a Energy - Fugitive - Oil 1B2b Energy - Fugitive - Natural Gas 1B2c Energy - Fugitive - Venting 1B2d Energy - Fugitive - Other liq. or gas. 2A1 Process - Cement Production 2A2 Process - Lime Production 2A3 Process - Limestone and Dolomite Use 2A4 Process - Soda Ash Production and Use 2A5 Process - Asphalt Roofing 2A6 Process - Road Paving with Asphalt 2A7 Process - Other Mineral Products 2B1 Process - Ammonia Production 2B2 Process - Nitric Acid Production 2B3 Process - Adipic Acid Production 2B4 Process - Carbide Production 2B5 Process - Other Chemical Industry 2C1 Process - Iron and Steel Production 2C2 Process - Ferroalloys Production 2C3 Process - Aluminium Production 2C4 Process - SF6 Used in Aluminium and Magnesium Foundries 2C5 Process - Other metals 2D1 Process - Pulp and Paper 2D2 Process - Food and Drink LiteratureValuedAgreedWithCompAuth Literature value agreed with the competent authority Type1DefaultValue Type I default value NetCalorificValue net calorific value EmissionFactor emission factor OxidationFactor oxidation factor ConversionFactor conversion factor CarbonContent carbon content BiomassFraction biomass fraction QuantityOfFuel Quantity of fuel QuantityOfMaterial Quantity of material NetCalorificValue Net calorific value EmissionFactor Emission factor PreliminaryEF Preliminary EF OxidationFactor Oxidation factor ConversionFactor Conversion factor CarbonContent Carbon content BiomassFraction Biomass fraction AnnualAverageHourlyEmissionsFromSource Annual average hourly emissions in kg/h from the source CalculationBased Calculation based methodology MeasurementBased Measurement based methodology 20 Combustion activities as specified in Annex I to Directive 2003/87/EC 21 Refining of mineral oil 22 Production of coke 23 Metal ore (including sulphide ore) roasting or sintering, including pelletisation 24 Production of pig iron or steel as specified in Annex I to Directive 2003/87/EC 25 Production or processing of ferrous metals as specified in Annex I to Directive 2003/87/EC 26 Production of primary aluminium 27 Production of secondary aluminium as specific in Annex I to Directive 2003/87/EC 28 Production or processing of non-ferrous metals as specified in Annex I to Directive 2003/87/EC 29 Production of cement clinker in rotary kilns as specified in Annex I to Directive 2003/87/EC 30 Production of lime or calcination of dolomite or magnesite as specified in Annex I to Directive 2003/87/EC 31 Manufacture of glass as specified in Annex I to Directive 2003/87/EC 32 Manufacture of ceramic products as specified in Annex I to Directive 2003/87/EC 33 Manufacture of mineral wool insulation material using glass, rock or slag as specified in Annex I to Directive 2003/87/EC 34 Drying or calcination of gypsum or production of plaster boards and other gypsum products, as specified in Annex I to Directive 2003/87/EC 35 Production of pulp as specified in Annex I to Directive 2003/87/EC 36 Production of paper or cardboard as specified in Annex I to Directive 2003/87/EC 37 Production of carbon black as specified in Annex I to Directive 2003/87/EC 38 Production of nitric acid 39 Production of adipic acid 40 Production of glyoxal and glyoxylic acid 41 Production of ammonia 42 Production of bulk organic chemicals as specified in Annex I to Directive 2003/87/EC 43 Production of hydrogen (H2) and synthesis gas as specified in Annex I to Directive 2003/87/EC 44 Production of soda ash (Na2CO3) and sodium bicarbonate (NaHCO3) as specified in Annex I to Directive 2003/87/EC 45 Capture of greenhouse gases from installations as specified in Annex I to Directive 2003/87/EC 46 Transport of greenhouse gases by pipelines for geological storage in a storage site permitted under Directive 2009/31/EC of the European Parliament and of the Council (OJ L 140, 5.6.2009, p. 114) 47 Geological storage of greenhouse gases in a storage site permitted under Directive 2009/31/EC 10 Aircraft Operator Tier1NotPossibleMajorSource a) applying tier 1 is technically infeasible or leads to unreasonable costs for one major source stream; Tier1NotPossibleMinorSource b) applying tier 1 is technically infeasible or leads to unreasonable costs for one minor source stream; Tier1NotPossibleMoreThan1Source c) applying tier 1 is technically infeasible or leads to unreasonable costs for more than one major or minor source stream; or Tier1MeasurementNotPossibleArt22 d) applying tier 1 in the measurement based methodology is technically infeasible or leads to unreasonable costs as referred to in Article 22 of Regulation (EU) No 601/2012. CatA Category A CatB Category B CatC Category C Article69_1 Improvement report according to Article 69(1) Article69_3 Improvement report according to Article 69(3) Article69_4 Improvement report according to Article 69(4) InherentCO2_ART48 Transfer of inherent CO2 (Article 48) TransferCO2_ART49 Transfer of CO2 (Article 49) CaptureGHGforTransportAndGeoStorage Capture of GHG for transport and geological storage in a storage site TransportGHGbyPipelinesForGeoStorage Transport of GHG by pipelines for geological storage in a storage site GHGGeoStorageInStorageSite Geological storage of GHG in a storage site ByCompetentAuthority Risk assessment carried out by the competent authority ByOperator Risk assessment carried out by the operator CustomisedGuidance Customised guidance, templates and/or specific examples Workshops Workshops specifically designed for installations with low emissions SimplifiedMPTemplate Simplified template for monitoring plans MethodA Method A MethodB Method B MethodAandB Method A and B 1a Combustion of fuels in installations, where only commercial standard fuels as defined in Regulation (EU) No 601/2012 are used, or where natural gas is used in category A or B installations. 1b Combustion of fuels in installations, without restrictions 2 Refining of mineral oil 3 Production of coke; Metal ore (including sulphide ore) roasting or sintering, including pelletisation; Production of pig iron or steel (primary or secondary fusion) including continuous casting 4 Production or processing of ferrous metals (including ferro-alloys); Production of secondary aluminium; Production or processing of non-ferrous metals, including production of alloys 5 Production of primary aluminium (CO2 and PFC emissions) 6 Production of cement clinker; Production of lime or calcination of dolomite or magnesite; Manufacture of glass including glass fibre; Manufacture of ceramic products by firing; Manufacture of mineral wool insulation material; Drying or calcination of gypsum or production of plaster boards and other gypsum products 7 Production of pulp from timber or other fibrous materials; Production of paper or cardboard 8 Production of carbon black; Production of ammonia; Production of bulk organic chemicals by cracking, reforming, partial or full oxidation or by similar processes; Production of hydrogen (H2) and synthesis gas by reforming or partial oxidation; Production of soda ash (Na2CO3) and sodium bicarbonate (NaHCO3) 9 Production of nitric acid (CO2 and N2O emissions); Production of adipic acid (CO2 and N2O emissions); Production of glyoxal and glyoxylic acid (CO2 and N2O emissions); Production of caprolactam 10 Capture of greenhouse gases from installations covered by Directive 2003/87/EC for the purpose of transport and geological storage in a storage site permitted under Directive 2009/31/EC; Transport of greenhouse gases by pipelines for geological storage in a storage site permitted under Directive 2009/31/EC 11 Geological storage of greenhouse gases in a storage site permitted under Directive 2009/31/EC 12 Aviation activities (emissions and tonne-kilometre data) 98 Other activities pursuant to Article 10a of Directive 2003/87/EC 99 Other activities, included by a Member State pursuant to Article 24 of Directive 2003/87/EC, to be specified in detail in the accreditation certificate 1 No emission report submitted by the 31st of March 2 No positive verification because of material misstatements 3 No positive verification because of limitation of scope 4 No positive verification because of Article 27(1)(d) of Regulation (EU) No 600/2012 5 Emission report rejected because it was not in line with Regulation (EU) No 601/2012 6 Emission report not verified in line with Regulation (EU) No 600/2012 1 Non-material misstatements 2 Non-conformities not leading to a negative VOS 3 Non-compliance with Regulation 601/2012 4 Recommendations for improvement Condition1 Condition I Condition2 Condition II Condition3 Condition III Condition4 Condition IV no No yes Yes 1 Operation without a permit 2 Failure to comply with the conditions of the permit 3 Failure to hold a monitoring plan approved by the competent authority 4 Failure to submit supporting documentation in accordance with Article 12(1) of Regulation (EU) No 601/2012 5 Failure to hold a required sampling plan(s) approved by the competent authority 6 Failure to monitor in accordance with the approved monitoring plan and Regulation (EU) No 601/2012 7 The quality assurance of measurement equipment is not in line with Regulation (EU) No 601/2012 8 Failure to implement the procedures required by Regulation (EU) No 601/2012 9 Failure to notify changes to the monitoring plan and to update the monitoring plan in accordance with Articles 14 to 16 of Regulation (EU) No 601/2012 10 Failure to submit a verified emissions report in due time 11 Failure to submit an improvement report(s) in accordance with Article 69 of Regulation (EU) No 601/2012 12 Failure to provide the verifier information in accordance with Article 10 of Regulation (EU) No 600/2012 13 The verified emissions report is found not to be in line with Regulation (EU) No 601/2012 14 Failure to notify planned or effective changes to capacity, activity levels and operation of an installation by 31 December of the reporting period in accordance with Article 24 of Decision 2011/278/EU 1 Failure to hold a monitoring plan approved by the competent authority 2 Failure to submit supporting documentation in accordance with Article 12(1) of Regulation (EU) No 601/2012 3 Failure to monitor in accordance with the approved monitoring plan and Regulation (EU) No 601/2012 4 Failure to implement the procedures required by Regulation (EU) No 601/2012 5 Failure to notify changes to the monitoring plan and to update the monitoring plan in accordance with Articles 14 to 16 of Regulation (EU) No 601/2012 6 Failure to correct discrepancies in the reported completeness of flights 7 Failure to submit a verified emissions report in due time 8 Failure to submit an improvement report(s) in accordance with Article 69 of Regulation (EU) No 601/2012 9 Failure to provide the verifier information in accordance with Article 10 of Regulation (EU) No 600/2012 10 The verified emissions report is found not to be in line with Regulation (EU) No 601/2012 11 The verified tonne-kilometre report is found not to be in line with Regulation (EU) No 601/2012 tier_1 Tier 1 tier_2 Tier 2 tier_2a Tier 2a tier_2b Tier 2b tier_3 Tier 3 tier_4 Tier 4